“The financial industry has, and will continue to evolve as things change in the global landscape. What should never change is where we spend our energy, time, and resources. That’s with the families and institutions that we serve! Our service model is not only an extension of that sentiment, but the foundation of our practice.”
said by Dathan Lumpkins, President
Asset allocation and diversification are investment methods used to help manage risk. They do not guarantee investment returns or eliminate the risk of loss, including in a declining market.
Our service model has teams in the following areas:
High Net Worth Services
Custom solutions that include a balance sheet approach to planning with LPWM and affiliates where appropriate.
Providing custom advisory solutions to foundations and corporate entities.
A balance sheet focus, custom solution integration, and a needs-based approach to understanding risks and opportunities, particularly for the next generation.
Helps corporate executives and employees with equity-based compensation and benefits tackle a number of complex financial issues. Stock benefit analysis, 10b5-1 trading plans, communication around Form 144 filings, etc.
($5 million + requirement) Corporate level engagement with those potentially involved in designing your plan such as Portfolio Managers, Trust and Estates, Regional Wealth Advisors, Private Bankers, etc.
Dathan Lumpkins is a financial professional who helps provide a forward-looking experience for families, diverse-physicians and foundations/charitable non-profits that align personalized and scalable solutions with a focus on strategy, advice and service.
With roots in banking, insurance, and wealth management, Dathan’s core belief for the past 19 years is that performance is a distant second to great service. With this in mind, Lumpkins Private Wealth Management was launched to provide a concierge experience within a wealth management framework. Core competencies include: Comprehensive Planning, High Net Worth Consulting, Wealth Transfer, Executive Services, and Institutional Services.
Whether specializing in retirement planning for Physicians at Northwestern Mutual, managing a team with $900 million in AUM at JP Morgan Securities, or executing customized solutions for affluent families at JP Morgan Securities’ Private Client Division, Dathan understands that pursuing long-term financial goals is anchored in a disciplined approach to planning where success can be defined.
Dathan has Life, Health, and Variable contracts license as well as a Series 7 (General Securities Representative), Series 65 (Uniform Investment Advisor Law), Series 24 (General Securities Principal), Series 51 (Municipal Fund Securities Limited Principal), and Series 53 (Municipal Securities Principal) registrations.
Dathan holds dual degrees and graduate certificates from Harvard University: Masters Degree (ALM), Business Management; Bachelors Degree (ALB), Global Studies, cum laude; Graduate Certificates: Finance, Strategic Management.
CA Insurance License #: 0M84869. Resident State: MI